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关于做好合格境外机构投资者和人民币合格境外机构投资者参与商品期货、期权合约交易有关事项的通知

浏览数:1653    发布时间:2022/9/5 22:45:26

为便于合格境外机构投资者和人民币合格境外机构投资者(以下简称合格境外投资者)参与郑州商品交易所(以下简称郑商所)商品期货、期权合约的交易,现将相关事项通知如下:

一、具有郑商所境内客户期货保证金存管业务资格的银行,可以直接从事合格境外投资者的期货保证金存管业务(具体银行名单参见附件)。

二、期货公司会员接受合格境外投资者委托进行郑商所商品期货、期权合约交易的,应当按照《期货市场客户开户管理规定》和中国期货市场监控中心《特殊单位客户统一开户业务操作指引》,为合格境外投资者办理开户手续,并严格按照《关于合格境外机构投资者和人民币合格境外机构投资者参与商品期货、期权合约的公告》(〔2022〕76号)等有关要求,做好客户交易权限的管理工作。

对于合格境外投资者从事实行适当性制度的品种交易的,期货公司会员应当严格执行《郑州商品交易所期货交易者适当性管理办法》和《郑州商品交易所期货交易者适当性制度操作指引》的要求,做好合格境外投资者的交易者适当性管理工作。

三、请期货公司做好交易权限管理和规则解读,充分提示合格境外投资者与交易、结算、交割等业务相关的注意事项与风险,引导合格境外投资者有序参与商品期货、期权合约交易。

四、请各有关单位做好合格境外投资者参与商品期货、期权合约交易的各项准备工作,加强风险防控,确保市场平稳运行。

特此通知。

附件:郑州商品交易所境内客户期货保证金指定存管银行名单

郑州商品交易所

2022年9月2日


附件

郑州商品交易所境内客户期货保证金指定存管银行名单

序号

银行名称

1

交通银行股份有限公司

2

中国工商银行股份有限公司

3

中国建设银行股份有限公司

4

中国银行股份有限公司

5

中国农业银行股份有限公司

6

上海浦东发展银行股份有限公司

7

兴业银行股份有限公司

8

中国民生银行股份有限公司

9

招商银行股份有限公司

10

中信银行股份有限公司

11

中国光大银行股份有限公司

12

平安银行股份有限公司

13

广发银行股份有限公司

14

中国邮政储蓄银行股份有限公司 

Notice on the Arrangements of Qualified Foreign Institutional Investors’ and RMB Qualified Foreign Institutional Investors’ Participation in Commodity Futures and Options Trading

To all concerning parties:

To facilitate the participation of Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors (collectively referred to as “Qualified Foreign Investors”, or QFIs) in the trading of commodity futures and options contracts of Zhengzhou Commodity Exchange (ZCE), ZCE is hereby notifying the following matters:

1. Banks with futures margin depository qualification for domestic clients of ZCE can directly engage in the futures margin depository business of QFIs (please see attachment for the list of designated depository banks).

2. Futures Firm Members entrusted by QFIs to trade ZCE’s commodity futures and options shall open accounts for QFIs in accordance with the Management Rules on the Account Opening of Futures Market Clients, and the Business Guidelines on the Account Opening of Special Corporate Clients issued by the China Futures Market Monitoring Center (CFMMC), and strictly follow the requirements in the Circular on the Participation of Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors in Commodity Futures and Options Trading (〔2022No.76, properly manage clients trading access to the relevant futures and options contracts. 

For QFIs trading products with investor eligibility requirements, Futures Firm Members shall strictly comply with the relevant requirements in the Measures for the Administration of Trader Suitability Requirements for Futures Trading of Zhengzhou Commodity Exchange and Operational Guidelines for Trader Suitability Requirements for Futures Trading of Zhengzhou Commodity Exchange, and properly manage the eligibility of QFIs.

3. Futures Firm Members shall properly interpret rules on trading access management and other relevant rules, fully remind QFIs of matters and risks related to the trading, clearing, delivery and other businesses, and guide QFIs to engage in trading commodity futures and options in an orderly manner.

4. All concerning parties are suggested to make full preparations for QFIs’ participation in trading commodity futures and options, strengthen risk prevention and control, and ensure the stable operation of the market.

Attachment: List of Designated Depository Banks with Futures Margin Depository Qualification for Domestic Clients of ZCE

Zhengzhou Commodity Exchange

September 2, 2022


Attachment

List of Designated Depository Banks with Futures Margin Depository Qualification for Domestic Clients of ZCE

No.

Bank

1

Bank of Communications

2

Industrial and Commercial Bank of China

3

China Construction Bank

4

Bank of China

5

Agricultural Bank of China

6

Shanghai Pudong Development Bank

7

Industrial Bank

8

China Minsheng Bank

9

China Merchants Bank

10

China CITIC Bank

11

China Everbright Bank

12

Ping An Bank

13

China Guangfa Bank

14

Postal Savings Bank of China